Our Qualifications

Arriba Investment Management, Pittsburgh branch, is licensed to provide financial investments and insurance to customers in Pennsylvania, Ohio, Delaware, North Carolina and Texas.
Ken received his Bachelor of Science degree in Finance from Indiana University of Pennsylvania in 1988, and the Chartered Financial Consultant designation from the American College in Bryn Mawr, PA.
He maintains Series 7, 63, 65, and 24 principal licensing. He has 28 years experience in investments, financial planning and trusts with such firms as John Hancock, Walnut Street Securities and PNC Advisors.
He is a resident of Pine township in the North Hills of Pittsburgh and a short distance from the Ohio line.
We're looking for people to join the Pittsburgh branch of SA Stone Wealth Management Inc.  E-mail us, call, or stop by to explore employment possibilities within our organization.  All inquiries are kept completely confidential.
If you contact us by e-mail, include your name, phone number, the best time to call, why you would like to join our organization, and a brief summary of your experience.  You will be contacted promptly to set up an interview if you match our defined criteria and are located in the Greater Pittsburgh and Eastern Ohio areas.

 Contact us for more details.

SA Stone Wealth Management Inc. is committed to safeguarding the confidential nonpublic personal information of each prospective, current and former client.  We hold all personal information provided to our firm in the strictest confidence (i.e. information and records pertaining to personal background, investment objectives, financial situation, tax information/returns, investment holdings, account numbers, account balances, etc.).
These records include all personal information that we collect from you or receive from other firms in conjunction with any of the financial services provided by Sterne Agee Financial Services.  We have never disclosed information to nonaffiliated third parties, except as permitted by law, and do not anticipate doing so in the future.  If we were to anticipate such a change in form policy, we would be prohibited under the law from doing so without advising you first.  As you know, we use health and financial information that you provide to us to help you meet your personal financial goals while guarding against any real or perceived infringements of your rights of privacy.  Our policy with respect to personal information about you is listed below.
We limit employee and agent access to information only to those who have a business or professional reason for knowing, as required to do so by judicial or regulatory process, and only to nonaffiliated parties as permitted by law.  (For example, federal regulations permit us to share a limited amount of information about you with a brokerage firm in order to execute securities transactions on your behalf.) We will disclose information needed by your attorney, accountant, or insurance agent only if interaction with them on your behalf is part of the financial planning process and with your permission.
We maintain a secure office and computer environment to ensure that your information is not placed at unreasonable risk.
The categories of nonpublic personal information that we collect from a client depend upon the scope of the client engagement.  It will include information about your personal finances, information about your health to the extent that it is needed for the planning process, and information about transactions between you and third parties.
For unaffiliated third parties that require access to your personal information, including financial service companies, consultants, and auditors, we also require strict confidentiality in our agreenments with them and expect them to keep this information private.  Federal and state regulators also may review firm records as permitted under law. We do not give your personally identifiable information to mailing list vendors or solicitors for any purpose.
Personally identifiable information about you will be maintained during the time you are a client, and for the required time thereafter that such records are required to be maintained by federal and state securities laws, and consistent with the ChFC Board Code of Ethics and Professional Responsibility.  After this required period of record retention, all such information will be destroyed.

The time is: 7:21:20 PM on June 27, 2012



Check the background of this financial professional on FINRA's BrokerCheck
Check the background of this financial professional on FINRA's BrokerCheck